Securities and Exchange Commission (SEC)

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Term	Definition
Securities and Exchange Commission (SEC)	A federal agency with a mandate to protect investors; to maintain fair, orderly, and efficient markets; and to facilitate capital formation. The SEC acts as one of the primary regulatory agencies for the investment industry.

Phone

Office/Fax (805) 495-2157

Email

connect@rpa2000.com

Location

200 North Westlake Blvd
Suite 111
Westlake Village, CA 91362

Check the background of your financial professional on FINRA's BrokerCheck. John Nielsen's CD #1279737

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