Financial Industry Regulatory Authority (FINRA)

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Term	Definition
Financial Industry Regulatory Authority (FINRA)	FINRA is an independent regulator that oversees all securities firms doing business in the U.S. FINRA seeks to protect investors by making sure the securities industry operates fairly and honestly.

Phone

Office/Fax (888) 987-8702 or (805) 495-2157

Email

connect@rpa2000.com

Location

200 North Westlake Blvd
Suite 111
Westlake Village, CA 91362

Check the background of your financial professional on FINRA's BrokerCheck. John Nielsen's CD #1279737

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Securities and advisory services offered through Registered Representative of Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA, SIPC, a Broker/Dealer and a Registered Investment Adviser. Cetera is under separate ownership from any other named entity. CA Insurance License 0636162. Registered phone number (805) 495-2157

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