Financial Industry Regulatory Authority (FINRA)

Term Definition
Financial Industry Regulatory Authority (FINRA)
FINRA is an independent regulator that oversees all securities firms doing business in the U.S. FINRA seeks to protect investors by making sure the securities industry operates fairly and honestly.

Phone

Office/Fax (805) 495-2157

Location

200 North Westlake Blvd
Suite 111
Westlake Village, CA 91362